U.S. Securities and Exchange Commission (SEC) Regulation S-P

The SEC's Regulation S-P establishes requirements for the protection of customer information by certain financial institutions, including registered investment advisers and broker-dealers. Barracuda supports customers subject to Regulation S-P through its information security program and contractual commitments. Barracuda's Global Data Processing Addendum includes provisions designed to address key Regulation S-P service provider requirements, including safeguards for customer information and security incident notification obligations. Customers may review Barracuda's Global DPA, and applicable security certifications for additional information regarding Barracuda's security and privacy practices.